FINRA

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Financial Industry Regulatory Authority website

Excerpt from FINRA.org:

About the Financial Industry Regulatory Authority

The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA’s mission is to protect America’s investors by making sure the securities industry operates fairly and honestly. All told, FINRA oversees nearly 4,525 brokerage firms, about 163,580 branch offices and approximately 633,390 registered securities representatives.